Compliance and Risk Management

The Compliance and Risk Management team at Forsyth Barr Limited is responsible for ensuring that the company's operations adhere to all regulatory requirements and internal policies. This team conducts risk assessments, implements compliance protocols, and provides guidance on legal matters to protect the firm against potential regulatory breaches and financial risks. They play a crucial role in maintaining the integrity of Forsyth Barr’s investment and wealth management services while fostering a culture of compliance throughout the organization.