William M.

Executive Director/ Deputy Chief Compliance Officer at FS Investments

William M. has a diverse work experience that spans over several years. William started their career at the Philadelphia Stock Exchange as a Market Surveillance-Options specialist from September 2000 to December 2003. William then moved to the Susquehanna International Group, where they worked as a Compliance Manager for over a decade, from January 2004 to November 2015. In this role, they oversaw research, registration, and customer accounts, ensuring regulatory compliance. William also served in the US Army as an Army Reserve member from January 1997 to December 2006, where they were deployed to Kuwait in 2003 as a heavy wheel vehicle mechanic responsible for transporting and securing medical supplies. Currently, they are employed at FS Investments as an Executive Director and Deputy Chief Compliance Officer since November 2018. Before that, they held the position of Director of Regulatory Marketing Review, starting in November 2015.

William M. earned a Bachelor of Arts degree in Criminal Justice from Delaware Valley University from 1995 to 2000. Later, they completed their Master of Business Administration (MBA) with a focus on Finance from Drexel University's LeBow College of Business from 2003 to 2009.

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