Compliance and Regulatory Affairs

The Compliance and Regulatory Affairs team at FundRock LRI ensures that the company adheres to all regulatory requirements and maintains high standards of compliance within the investment services industry. They work collaboratively to manage risk, oversee regulatory reporting, and implement investment compliance measures, safeguarding the interests of asset managers and investors while supporting effective governance and risk management frameworks. Their expertise in both traditional and alternative investment strategies positions them as crucial partners in navigating the complex regulatory landscape.