James Choi

James Choi has worked in the financial sector for over a decade. In 2022, they began working as Senior Director at G.Round. From 2011 to 2022, they worked at JPMorgan Chase & Co. as a Senior Compliance Associate, where they coordinated with the regional office with regards to local regulatory issues, performed analysis and assessment on trading patterns, and participated and prepared numerous internal and external audits. From 2010 to 2011, they worked at Citi as a Compliance Analyst, where they managed and reported different surveillance programs to be in compliance with rules and regulations, reviewed employee personal trading for possible violations of insider trading, monitored activities for any unfair trading, coordinated professional licensure and training of investment brokers and advisors, responded to inquiries and requests raised from external regulators, and examined compliance audits and policies. In 2010, they also worked at Macquarie Group as a Compliance Intern, where they assisted Sr. Management with complying with all relevant local laws & regulations, firm internal codes and policies through reviews and monitoring of compliance programs.

James Choi attended UC San Diego from 2007 to 2010, where they obtained a Bachelor's Degree in Economics.