Brady Daggett, CFA

Deputy Chief Compliance Officer at Garda Capital Partners

Brady Daggett, CFA has a diverse work experience in the financial industry.

Starting in 2008, Brady worked at the Financial Industry Regulatory Authority (FINRA), initially as a Principal Examiner in the Member Regulation department from June 2008 to February 2013. Subsequently, Brady transitioned to the Anti-Money Laundering Investigation Unit, serving as a Principal Examiner until November 2015.

In 2015, Brady joined the U.S. Securities and Exchange Commission as a Senior Securities Compliance Examiner. This role lasted until May 2019.

Following this, Brady joined ACA Group as a Senior Principal Consultant in May 2019. This position involved providing consulting services until May 2021.

Most recently, Brady joined Garda Capital Partners in May 2021 as the Deputy Chief Compliance Officer. Currently, there is no specified end date for this role.

Brady Daggett, CFA, obtained a Bachelor's degree in Accounting and Finance from the University of Wisconsin-Eau Claire. In August 2016, they also obtained the Chartered Financial Analyst (CFA) certification from the CFA Institute.

Links

Timeline

  • Deputy Chief Compliance Officer

    May, 2021 - present

View in org chart