David Moss

Head of Compliance

David Moss is currently the Head of Compliance at GBM Securities Limited, where they collaborate with various departments and the Board to uphold the firm's ethical integrity. With extensive experience in compliance roles, David previously served as the Head of Compliance at Catalyst Investment Group and held positions such as Compliance Director at Sova Capital and Head of Compliance and MLRO at ITI Capital Limited. Earlier in their career, they worked as an Associate at the Financial Services Authority from 1986 to 2001. David is known for fostering a positive compliance culture and adapting to evolving regulations to support business success.

Location

United Kingdom

Links


Org chart

This person is not in the org chart


Teams

This person is not in any teams


Offices

This person is not in any offices