Andrew Nussbaum

Andrew Nussbaum has extensive experience in compliance and financial services. Andrew is currently the U.S. Chief Compliance Officer at Global Shares. Prior to that, they were the Chief Compliance Officer at Aurora Private Wealth, Inc. from 2016 to 2021. Andrew also held the role of Chief Compliance Officer and Vice President of Compliance & Strategic Initiatives at APW Capital, Inc. from 2014 to 2021. Before that, they worked as a Senior Regulatory Consultant at ACN Regulatory Consulting in 2014. From 2011 to 2014, Nussbaum was the Chief Compliance Officer & Chief Administrative Officer at RJL Capital Group, LLC, where they were responsible for various crucial functions such as creating new SEC/FINRA Broker Dealer, overseeing operations, and managing compliance. Andrew served as the Chief Operating Officer at Sloan Securities Corp. from 2003 to 2011, where they transformed the company into a diverse financial services provider. Additionally, they held positions at Fiserv, Investec Ernst & Company, Jefferies & Company, and Royal Bank Financial Group.

Andrew Nussbaum's education history includes attending George Washington University in Washington, DC and Hunter College in New York, NY. It is not specified in the provided information whether they obtained a degree or studied a specific field at these institutions. Additionally, Andrew Nussbaum also attended Upsala College, although no further details are given about this institution. In terms of certifications, Andrew Nussbaum has obtained the General Securities Principal certification from FINRA, as well as the General Securities Representative, Registered Options Principal, and Uniform Securities Agent State Law Examination certifications, also from FINRA. However, the specific dates of when these certifications were obtained are not provided.