Rick Gillette has a strong background in compliance, with significant experience as a Managing Director in this field. Rick most recently worked at GTS Securities LLC as the Managing Director of Compliance starting in January 2019. Before that, they held a similar position at J.P. Morgan from October 2012 to September 2018. Prior to that, Rick worked at KNIGHT SECURITIES L P from December 1998 to November 2012 as a Managing Director of Compliance. Rick began their career in the US Army as a Military Police officer from 1982 to 1988.
Rick Gillette completed their Bachelor of Arts degree in Communications at Hunter College from 1989 to 1992. Rick then pursued their Juris Doctor degree at Brooklyn Law School from 1993 to 1996.
January, 2019 - present
Managing Director, Compliance Risk & Diligence at Kroll
Managing Director, Compliance at EarlyBirdCapital
Managing Director, Compliance & Risk Management at First Business
Managing Director & Compliance Officer at Feigenbaum Capital Advisors
Managing Director, Compliance & Operations at East Ventures