Gradient Securities LLC
Paul Vessel has extensive experience in compliance and operational roles within the financial services industry. Since October 2020, Paul has served as a Compliance Officer at Gradient Securities LLC. Prior to this, from April 2015 to 2019, Paul held the position of Compliance Officer at Questar Capital, also functioning as a Field Compliance Officer. Paul's earlier experience includes working as a Suitability Officer and Service Desk Specialist at Questar Capital & Questar Asset Management from 2006 to 2015, and as an Operational Specialist at Allianz Life from 2002 to 2006, focusing on client and agent services for annuity and life insurance products. Paul Vessel earned a Bachelor of Arts degree from Carleton College.
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Gradient Securities LLC
Our Story At Gradient Securities, LLC, we understand you have to provide the best available financial solutions to your clients, and you need a partner that will help you reach for new heights and explore new possibilities in the securities world. It is invaluable to have a partner who is willing to invest in your growth by using both sales tools and vital resources that support your prospecting and planning processes. Gradient Securities is an independent broker-dealer and SEC registered investment advisor that offers an innovative approach to the sale of securities products and advisory services. The spirit of our approach is to inspire you to build your business with a vision for the future. We are outside business activity friendly and understand you may not be selling only securities products. You have access to equities, debt securities, mutual funds, variable annuities, variable life insurance, non-traded and publicly-traded real estate investment trusts (REITs), managed accounts, personal and business banking solutions, and 529 plans. Our clearing firm partner, RBC Correspondent Services, is one of the leading clearing firms for independent broker-dealers and one of North America’s leading diversified financial services companies. Securities and investment advisory services offered through Gradient Securities, LLC (Arden Hills, MN 866-991-1539). Member FINRA/SIPC. Gradient Securities, LLC (a SEC Registered Investment Advisor) offers investment advisory services under the d.b.a. of Gradient Wealth Management. Gradient Securities, LLC and its advisors do not render tax, legal, or accounting advice. Check the background of this firm on FINRA's BrokerCheck: https://brokercheck.finra.org/firm/summary/127701
Employees
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