Guotai Junan International Holdings Ltd
Douglas Wong has a strong background in financial crime compliance and has held various positions in several reputable companies. Douglas is currently the Head of Financial Crime Compliance at Guotai Junan International since February 2023. Prior to this, they worked as a Director and Vice President at Mizuho Securities Asia Limited from May 2019 to February 2023. Before Mizuho, Douglas was an Assistant Vice President in the AFC department at Deutsche Bank from October 2017 to April 2019. Their earlier experience includes working as a Financial Crime Manager at CLSA from July 2011 to October 2017.
Douglas Wong, CAMS, completed their Bachelor's degree in Business Management at City University of Hong Kong from 2006 to 2008. Douglas also holds the certification of Certified Anti-Money Laundering Specialist from ACAMS, although the specific month and year of obtaining the certification are not provided.
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Guotai Junan International Holdings Ltd
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Guotai Junan International Holdings Limited is an investment holding company principally engaged in financial businesses. The Company operates its business through six segments. The Brokerage segment is engaged in the provision of securities, futures, options and leveraged foreign exchange dealing, broking and insurance brokerage services to customers. The Corporate Finance segment is engaged in the provision of advisory services, placing and underwriting services of debt and equity securities. The Asset Management segment is engaged in fund management and the provision of investment advisory services. The Loans and Financing segment is engaged in the provision of margin financing and securities borrowing and lending to margin customers. The Investment Holding and Market Making segment is engaged in fund and equity investments. The Others segment mainly represents rental income and the provision of information channel services.