Legal & Compliance Team

The Legal & Compliance Team at Harbert Management Corporation is responsible for ensuring that all investment activities and operations are conducted in strict adherence to legal and regulatory requirements. The team handles fund administration, oversees compliance protocols, mitigates legal risks, and provides guidance to safeguard the firm’s interests and those of its investors. Their duties encompass developing and enforcing policies, conducting internal audits, and liaising with regulatory bodies to maintain a robust compliance framework.