CE

Calder Ellis

Chief Compliance Officer at Harbourfront Wealth Management

Calder Ellis, CFA has a diverse background in the financial industry. Calder is currently serving as the Chief Compliance Officer at Harbourfront Wealth Management since June 2022. Prior to this role, they held the position of Sr. Manager - Compliance at the same company from January 2021 to June 2022. Before joining Harbourfront Wealth Management, Calder worked as a Sr. Compliance Officer at the company from July 2018 to January 2021.

Before their tenure at Harbourfront, Calder worked at Aviso Wealth as a Compliance Officer for a brief period from April 2018 to July 2018. Prior to that, they served as a Compliance Officer at Qtrade Investor from November 2015 to April 2018.

Calder's early career began at Franklin Templeton in April 2011, where they worked as a Sr. Compliance Analyst until July 2015. Before Franklin Templeton, they gained experience as an Investment Representative at RBC from 2008 to 2011 and at E*TRADE from 2006 to 2008.

Throughout their career, Calder Ellis has built a strong foundation in compliance and risk management within the financial industry.

Calder Ellis, CFA earned a Bachelor of Commerce (BCom) degree in Finance, General from the University of Alberta between 1999 and 2003. Additionally, they obtained the CFA Charterholder certification from the CFA Institute in September 2014.

Links

Previous companies

Franklin Templeton Investments logo

Timeline

  • Chief Compliance Officer

    June, 2022 - present

  • Sr Manager Compliance

    January, 2021

  • Sr Compliance Officer

    July, 2018

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