Lesley Walters-Sagher

Lesley Walters-Sagher has a diverse work experience in the financial industry. Starting in 1982 at RBC Dominion Securities, they held various roles as an Associate until 2001. Lesley then worked at BMO Nesbitt Burns as a Divisional Compliance/Assistant Branch Manager until 2003. From 2003 to 2011, Lesley was the Manager of Compliance at Wellington West Capital Inc., where they managed staff and oversaw department initiatives. Subsequently, they joined National Bank Financial as a Senior Advisor in Compliance until 2015. Lesley then moved to Investors Group, where they served as the Manager and later Director of Compliance from 2015 to 2019. Following their time at Investors Group, they joined Wellington-Altus Private Wealth as Manager, Associate Vice President, and Vice President of Supervision. In 2022, they became the Vice President and Interim Chief Compliance Officer at Wellington Altus Private Counsel Inc., Operating as TriVest Wealth Counsel. Currently, Lesley is set to join Harbourfront Wealth Management as the Director of Compliance Supervision and Program Development in 2023.

Lesley Walters-Sagher attended The University of Winnipeg from 1984 to 1989. Lesley did not pursue a specific degree or field of study during this time. In addition to their university education, Lesley also completed various courses and training programs at the Canadian Securities Institute. These include the Partners, Directors, Officer (PDO) program, Trader Training, Branch Manager Course, Options Supervisor course, Professional Financial Planning Course (PFPC), Registered Representative Examination (RR), and Canadian Securities Course (CSC).