Sean Moulton

Sean Moulton is a seasoned compliance consultant with extensive experience in regulatory marketing review and compliance across several financial institutions. Currently at Hartford Funds since March 2020, Sean has previously held roles as Regulatory Marketing Review Manager and Associate at FS Investments, and Marketing Review Analyst at SEI, focusing on the compliance of marketing materials with industry regulations. A former Quality Assurance Administrator at Vanguard, Sean demonstrated strong project management and communication skills, overseeing operational process improvements and ensuring compliance with regulatory standards. Sean's foundational experience includes customer service and management training at Enterprise Rent-A-Car, paired with a Bachelor of Science in Business, Management, and Marketing from Penn State University. Sean is a FINRA Registered Principal (Series 24 License).