Kiaton Ly has extensive work experience in investment management compliance. Kiaton started their career at PIMCO as a Compliance Analyst in 2000. Kiaton then moved on to Western Asset Management Company in 2002, where they served as a Supervisor, Portfolio Compliance. In this role, they were responsible for the efficient operation of the Portfolio Compliance department and building relationships with various stakeholders. Since 2010, Kiaton has been working at Hartford Investment Management as an Assistant VP Investment Management Compliance. Their responsibilities include providing decision support to the Compliance Department, identifying areas of risk, and conducting code of ethics training.
Kiaton Ly earned a Bachelor of Arts degree in Business Administration with a focus on Finance from California State University, Fullerton.
Hartford Investment Management Co. (HIMCO)
1 followers
At Hartford Investment Management Company (HIMCO), our sole business is asset management. Our vision is the pursuit of investment excellence centered on each client’s success, while our mission is to provide tailored investment solutions to our clients, balancing innovation with disciplined risk management, conviction with deliberation and fundamental research with macroeconomic insight — all on a foundation of uncompromising integrity. HIMCO’s philosophy is centered on the premise that markets can overreact, and risk can become mispriced at the global, interest rate, inflation, sector and security levels. We believe identifying and exploiting these relative-value opportunities is key to delivering consistent investment outcomes. HIMCO has a long history of managing assets on behalf of our parent company, The Hartford, and we provide innovative strategies for Retail and Institutional investors as well. Our broad capability set — across fixed income, equity and alternative markets — allows us to offer comprehensive investment management for a variety of client needs.