Kiaton Ly

Kiaton Ly has extensive work experience in investment management compliance. Kiaton started their career at PIMCO as a Compliance Analyst in 2000. Kiaton then moved on to Western Asset Management Company in 2002, where they served as a Supervisor, Portfolio Compliance. In this role, they were responsible for the efficient operation of the Portfolio Compliance department and building relationships with various stakeholders. Since 2010, Kiaton has been working at Hartford Investment Management as an Assistant VP Investment Management Compliance. Their responsibilities include providing decision support to the Compliance Department, identifying areas of risk, and conducting code of ethics training.

Kiaton Ly earned a Bachelor of Arts degree in Business Administration with a focus on Finance from California State University, Fullerton.