Tom Phillips Cim

Tom Phillips CIM has a strong background in investment compliance and regulatory affairs. Tom is currently serving as the Director of Investment and Trading Compliance at HOOPP (Healthcare of Ontario Pension Plan) since January 2022. Prior to this, they held the position of Assistant Vice-President of Investment Compliance at iA Clarington Investments from April 2018 to December 2021. Tom also served as the Director of Compliance and Chief Compliance Officer at SLC Management from February 2014 to April 2018. Before that, they worked as the Manager of Investment Compliance at Fidelity Investments from June 2009 to February 2014. Tom began their career as an Assistant Vice-President of Compliance at Mackenzie Investments where they worked from October 2001 to December 2008.

Tom Phillips CIM has a diverse education history. Tom started their academic journey in 1989 and graduated in 1993 from the University of Toronto, where they obtained a Bachelor of Arts degree specializing in Economics and Political Science. Following this, in 2013, they returned to the University of Toronto for a brief period to explore the Foundations of Project Management. In 2017, Tom attended another short-term program at the University of Toronto, focusing on being an effective negotiator.

In addition to their university studies, Tom also pursued further education at the Canadian Securities Institute. From 1994 to 2013, they engaged in a more extended course of study and received the Canadian Investment Manager (CIM) certification, as well as the prestigious designation of Fellow of the Canadian Securities Institute (FCSI). Tom'sfield of study at the Canadian Securities Institute revolved around Portfolio Management.

Overall, Tom Phillips CIM possesses a comprehensive education background that combines their studies in Economics, Political Science, Project Management, Negotiations, and Portfolio Management.