Hornor, Townsend & Kent, LLC (HTK) is a wealth management firm supporting independent financial professionals across the U.S. As a top 25 broker-dealer (2023, InvestmentNews and Financial Advisor Magazine) and a registered investment adviser, HTK delivers a flexible platform for financial professionals to build and scale their practices; supports a culture of connection and access by cultivating trusted relationships; and provides peace of mind with the strength and stability as a Penn Mutual company. Securities and investment advisory services offered through Hornor, Townsend & Kent, LLC (HTK), Registered Investment Adviser, Member FINRA/SIPC. 800-873-7637, www.htk.com

Hornor, Townsend & Kent

This department provides personalized financial guidance and investment strategies to clients.

Financial Services

This department manages client interactions and supports customer needs through effective communication and service delivery.

Client Services

This department provides expert guidance and management of investment strategies to clients.

Investment Advisory

This department focuses on providing support and development for operational processes and advisory services.

Operations and Advisory

This department is responsible for overseeing compliance and regulatory standards across various regions and segments.

Supervision Department

This department oversees compliance regulations and provides administrative support for organizational functions.

Hornor, Townsend & Kent

Org chart

Teams

Financial Services

Client Services

Investment Advisory

Operations and Advisory

Supervision Department

Compliance and Administration

Offices

Hornor, Townsend & Kent

Org chart

Teams

Financial Services

Client Services

Investment Advisory

Operations and Advisory

Supervision Department

Compliance and Administration

Offices

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