SR

Sean Reddy

Compliance Analyst at Hudson Bay Capital Management

Sean Reddy has a diverse work experience, starting with their most recent position as a Compliance Analyst at Hudson Bay Capital Management LP in 2022. Prior to that, they worked as a Compliance Analyst and Compliance Associate at Asgard Regulatory Group, LLC from 2020 to 2022. In 2019, they had internships as a Compliance Intern and Capital Markets Intern at Maxim Group. Before that, they worked as a Bar-Back at Olde Trading Post from 2017 to 2018. Sean also volunteered at East Learning Center from 2016 to 2017 and worked as an Ambassador at Noodles & Company from 2015 to 2017.

Sean Reddy attended Binghamton University from 2016 to 2020, where they obtained a Bachelor of Science (BS) degree in Finance and Management Information Systems. Prior to that, from 2012 to 2016, they attended H. Frank Carey High School.

In terms of additional certifications, Sean Reddy obtained the Securities Industry Essentials (SIE) certification from FINRA in March 2021 and the Series 7 - General Securities Representative certification from FINRA in April 2022.

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Timeline

  • Compliance Analyst

    November, 2022 - present