John J. Leonard

John J. Leonard has extensive work experience in the finance industry. John J. most recently worked at iCapital as an Assistant Vice President - Compliance. Prior to that, they held roles at ACA Group and Foreside Financial Group, LLC as a Senior Analyst/Inspector, Supervision, where they supervised Registered Representatives and conducted compliance reviews. John J. also worked as an Analyst, National Accounts at Foreside Financial Group, LLC, where they worked closely with asset management firms in a consulting capacity. Earlier in their career, Leonard held roles at Stone Toro Investment Advisers LP, BlackRock, Merrill Lynch, Hamilton & Company, Prudential Retirement Services, Inc., and Bloomberg LP, where they gained valuable experience in operations management, client service, and research.

John J. Leonard completed their education at Rider University from 1988 to 1996, where they earned both an MBA and BS degree in Business Economics. Additionally, they hold several certifications, including the Series 82 obtained from FINRA (Financial Industry Regulatory Authority) in February 2019, and the Series 24, Series 63, and Series 7 certifications from FINRA. However, the months and years of obtaining the latter certifications are not provided.