A three-month opportunity with Pershing after law school has turned into an over 20-year career in the financial services industry. With experience such as helping form Pershing Trading Company and developing the advisory platform, Sarah went to work for SunAmerica Securities, focusing on customer complaints and legal and regulatory inquiries. She then managed advertising, registration, and surveillance. Her final role there was handling the litigation docket and acting as the corporate representative during mediation and arbitration. Prior to IFG, she spent 10½ years in compliance at E*TRADE including running the regulatory inquiries group and as the Chief Compliance Officer.
Sarah graduated with a BA in Art History from Emory University and received her law degree from Seton Hall. Sarah holds FINRA series 7, 24, and 63 licenses.
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