Kelly Bauman

Kelly Bauman is currently the Chief Compliance Officer at ICA Group Wealth Management, LLC. Prior to this role, Kelly held various positions in compliance and supervision at companies such as Investment Center Advisor Group, Cetera Advisors LLC, National Planning Holdings (NPH), SII Investments, and Investment Centers of America. With extensive experience in the financial industry, Kelly has a strong background in ensuring regulatory compliance and overseeing sales supervision.