Robert Barreca

Chief Compliance Officer, Investment Banking Bob Barreca has over 10 years of comprehensive experience as a CCO for FINRA Member Broker-Dealers that conduct general retail, municipals, options, variable/fixed life insurance, and annuities, alternative investments, private placements, wealth management (IA) business, Mergers & Acquisitions, and Reg D offerings At his previous Broker Dealer Mr. Barreca was instrumental in developing the Firm from a two-person operation to nearly 80 Representatives in 16 offices Mr.Barreca serves as Managing Partner of Bay Harbor Advisors LLC, which provides compliance consulting to small to medium sized broker-dealers and registered investment advisers.