Ken Goodall

Ken Goodall has over 18 years of experience in compliance and risk management roles. Ken started their career as a Compliance Director at Morgan Stanley in 2000, and later served as the Chief Compliance Officer at Newport Group from 2003 to 2011. From 2011 to 2013, Ken worked as the Principal and Director of Compliance & Risk Management at Bessemer Trust. Ken then joined AIG Life & Retirement as the Chief Compliance Officer for Investment Advisory in 2013. In 2014, Ken became the Second Vice President and Chief Compliance Officer at Guardian Life Insurance Company of America/Park Avenue Securities LLC, where they remained until 2018. Currently, Ken is the Chief Compliance Officer and Senior Vice President at Itaú USA.

Ken Goodall's education history includes a Doctor of Law (JD) degree from Loyola University New Orleans College of Law. Ken also holds a certification as a Certified Regulatory and Compliance Professional (CRCP) from The Wharton School. Additionally, they have an unspecified education from the University of Florida. Ken has obtained a certification as a Certified Regulatory Compliance Professional (CRCP) from FINRA.