Erik Anderson

Chief Compliance Officer at J.H. Darbie & Co.

Erik Anderson has extensive work experience in compliance and branch management roles within the financial industry. Erik is currently serving as the Chief Compliance Officer at Wolf A. Popper, Inc., where they are responsible for keeping procedures current and providing training. Prior to their current position, they held the same role at J H Darbie & Co. Inc. and worked as a Compliance Consultant at Saro Partners. In the past, Erik worked as a Compliance Surveillance officer at Legend Securities, Inc. and as a Compliance Officer at Phoenix Financial. Erik also has experience as a Branch Office Manager at Portfolio Advisors Alliance, Inc., John Thomas Financial, Brookville Capital Partners LLC, Seaboard Securities Inc, and Martinez Ayme Securities. Throughout their career, Erik has demonstrated skills in regulatory compliance, branch management, and collaboration with authorities and regulators.

Erik Anderson holds a Master of Arts (M.A.) degree in Forensic Psychology from John Jay College (CUNY). The specific start year and end year of their education are not provided.

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Timeline

  • J

    Chief Compliance Officer

    April, 2018 - present

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