Janney Montgomery Scott LLC
Rick Ballou, CIMA®, AIF®, is currently a Senior Vice President & Complex Manager in Wealth Management and Investment Banking at Janney Montgomery Scott LLC. Prior to this role, Rick worked as a Divisional Manager at Columbia Threadneedle Investments where Rick led a team responsible for generating over $2 billion in new assets annually. Rick also served as a Complex Manager and Corporate VP at UBS, where Rick successfully recruited and trained new Financial Advisors. Rick has a Bachelor of Science degree in Business/Corporate Communications from Boston University and a CIMA certification from The Wharton School.
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Janney Montgomery Scott LLC
Janney Montgomery Scott LLC is a leading financial services firm dedicated to putting client needs first. We are committed to providing individuals, families, businesses, and institutions with tailored financial advice to help reach their personal or business goals. We focus on building strong relationships supported by a foundation of trust and performance. With a history of strength and stability, an ability to execute, and a culture of service and collaboration, we continue to deliver on our mission of offering the highest standard of success in financial relationships. Janney is an independently-operated subsidiary of The Penn Mutual Life Insurance Company and is a member of the Financial Industry Regulatory Authority (FINRA) and Securities Investor Protection Corporation (SIPC).