Rick Ballou

Rick Ballou, CIMA®, AIF®, is currently a Senior Vice President & Complex Manager in Wealth Management and Investment Banking at Janney Montgomery Scott LLC. Prior to this role, Rick worked as a Divisional Manager at Columbia Threadneedle Investments where Rick led a team responsible for generating over $2 billion in new assets annually. Rick also served as a Complex Manager and Corporate VP at UBS, where Rick successfully recruited and trained new Financial Advisors. Rick has a Bachelor of Science degree in Business/Corporate Communications from Boston University and a CIMA certification from The Wharton School.