Carolina Bengen Assia

Carolina Bengen Assia is an accomplished professional with extensive experience in compliance and risk management within the finance sector. Carolina has served as Senior Vice President at Jefferies and previously held the position of Vice President of Compliance at Goldman Sachs. With a diverse background at QMA, Carolina progressed through various roles including Director of Regulatory and Sales Distribution Compliance, Manager of Risk Assessment Compliance, and Associate Manager of Sales and Marketing Compliance. Additionally, Carolina was Team Leader for Retail Competitive Analysis at PGIM. Academic credentials include a Bachelor of Science in Finance from Rutgers University and an MBA in Finance and Risk Management from Saint Peter's University.