Anthony L.

Vice President - Director, Compliance Business Analyst at Jennison Associates

Anthony L. has a diverse work experience in the financial industry. Anthony is currently a Vice President - Director, Compliance Business Analyst at Jennison Associates LLC. Prior to that, they worked at Neuberger Berman where they held various roles including Vice President, Enterprise Data Governance Specialist, Vice President, Private Client Services Manager, Business Coordinator, and Portfolio Administrator. Before joining Neuberger Berman, Anthony worked at Tocqueville Asset Management as an Assistant Portfolio Administrator and in Operations.

Anthony L. obtained a Bachelor of Arts in Journalism/Political Science from Baruch College from 2007 to 2011. Anthony then pursued a Master of Business Administration (MBA) degree in Computer and Information Sciences, General at the Zicklin School of Business. In addition, they have obtained various certifications, including Certified Data Steward and Certified Information Management Professional Ex in Data Governance and Data Quality from eLearningCurve. Anthony also holds certifications from FINRA, such as Series 4 - Registered Options Principal, Series 24 - General Securities Principal, Series 66 - Uniform Combined State Law Exam, Series 7 - General Securities Representative, and Series 9 - Sales Supervisor - Options Module. Furthermore, they have completed the Bloomberg Market Concepts certification.

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  • Vice President - Director, Compliance Business Analyst

    June, 2023 - present

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