Gary Joblon

Gary Joblon has extensive work experience in the financial industry. Gary is currently working as a Senior Vice President - Compliance Officer at JonesTrading starting from November 2021. Prior to this, they worked as a Senior Compliance Officer at Liquidnet from August 2014 to November 2021. Gary also served as a Compliance Officer at Vega-Chi Limited from May 2012 to November 2021. Gary began their career at OTA LLC in 1996, where they held various roles including Securities Lending Manager, Compliance Manager, Research Analyst, Regulatory Audits, Proprietary Trader, and Operations Supervisor, spanning from November 1996 to January 2011.

Gary Joblon received a Bachelor of Science degree in Biology from Elmira College between 1987 and 1991, focusing on the field of Liberal Arts and Sciences. Additionally, they have obtained certifications including FCA Compliance Oversight Function (CF10) from the Financial Conduct Authority in 2013, and several FINRA certifications such as Series 63, Series 55, Series 7, and Series 99.