JonesTrading
Gary Joblon has extensive work experience in the financial industry. Gary is currently working as a Senior Vice President - Compliance Officer at JonesTrading starting from November 2021. Prior to this, they worked as a Senior Compliance Officer at Liquidnet from August 2014 to November 2021. Gary also served as a Compliance Officer at Vega-Chi Limited from May 2012 to November 2021. Gary began their career at OTA LLC in 1996, where they held various roles including Securities Lending Manager, Compliance Manager, Research Analyst, Regulatory Audits, Proprietary Trader, and Operations Supervisor, spanning from November 1996 to January 2011.
Gary Joblon received a Bachelor of Science degree in Biology from Elmira College between 1987 and 1991, focusing on the field of Liberal Arts and Sciences. Additionally, they have obtained certifications including FCA Compliance Oversight Function (CF10) from the Financial Conduct Authority in 2013, and several FINRA certifications such as Series 63, Series 55, Series 7, and Series 99.
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JonesTrading
JonesTrading is one of the oldest and largest executing equity trading firms in the U.S. and is a worldwide leader in equity block trading. Since 1975, the sole focus of JonesTrading has been creating liquidity for institutional and corporate clients on an unconflicted basis. The ability to provide a secure, trusted platform connecting a diverse group of market players enables the firm to unlock liquidity, providing best-quality execution for larger and more complex trades. JonesTrading has been a trusted, high touch execution partner for institutional money managers and hedge funds for over 40 years. We understand the intricacies of execution and the importance of anonymity. Through our network of over 100 registered representatives we source liquidity from over 1,500 institutions and hedge funds in addition to virtually every exchange and dark pool. We are able to secure advantageous prices across the greatest number of markets in a timely manner, without revealing client intent. We remain neutral and clients remain anonymous, minimizing market impact and opportunity costs. Refer to the Firm's website ("Our Companies") for relevant disclosures: https://www.jonestrading.com/