Anthony Z.

Anthony Z. is a seasoned finance professional with extensive experience in regulatory supervision and compliance. Currently serving as a Senior Supervision Principal at KeyBank, Anthony oversees the regulatory activities for a team of 45 Financial Advisors, 53 Licensed Bankers, and 4 Regional Sales Leaders across multiple states. Previous roles include Associate Investment Advisor at M.J. Baker Financial Advisors and Regional Supervisory Officer at PNC, where Anthony managed client complaint resolutions and compliance program execution. Additionally, experiences as a Broker-Dealer/Advisory Compliance Specialist and Analyst, along with an Anti Money Laundering Compliance Analyst position at AML RightSource, highlight a strong foundation in compliance and risk management. Anthony began his career with internships focused on wealth management at Morgan Stanley and held various leadership roles in local government, showcasing a diverse skill set grounded in a Finance and Real Estate degree from The Ohio State University Fisher College of Business.