Laurentian Bank Securities
Carmen Luisa Vargas has extensive experience in risk management and compliance, currently serving as Conseillère principale at Laurentian Bank Securities since September 2019, after a progression from Conseillère senior in the same department. Previously, Carmen held senior positions at Banco BHD León, focusing on operational risk and crisis management from September 2014 to June 2018, as well as operational risk and internal controls. Prior roles include Director of Operational Risk at Banco BHD S. A. and an internship in Global Markets at BBVA. Educational credentials include a Master’s in Finance and Banking from Universidad de Alcalá, a diploma in Advanced Financial Risk Management from IEB, a Master’s in Business Administration from Instituto Tecnológico de Santo Domingo, and a Bachelor's in Industrial Engineering from the same institution.
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Laurentian Bank Securities
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Laurentian Bank Securities is an integrated full-service investment dealer, focusing on six lines of business. The well-respected Institutional fixed income division has a strong presence in Government and Corporate underwritings, as well as in secondary markets. In addition, the Institutional equity division focuses on serving clients through research, trading and investment banking in the small capitalization sector. The fast-growing Retail division and Discount Brokerage division currently serve clients through 14 offices in Quebec and Ontario. Furthermore, LBS' corresponding business provides complete back office support to a wide range of customers. LBS also offers the Immigrant Investors program. In the institutional market as in the retail market, Laurentian Bank Securities places above all, its expertise, experience, and sense of innovation to ensure its position and bring added-value to all of its activities.