Rob Neal is currently the Chief Compliance Officer at LHV Bank, with previous experience in a similar role at HSBC and Friends Life group. Rob also has experience in regulatory risk management, governance requirements, and technical expertise in compliance. With a background in Financial Regulation and Compliance, Rob brings a wealth of knowledge to their current role.
December, 2023 - present
Chief Compliance Officer at Dakota Wealth Management
Chief Compliance Officer at Twelve Points Wealth Management
Chief Compliance Officer at WCG Clinical
Chief Compliance Officer at Pearl
Chief Compliance Officer at YFM Equity Partners