As the Chief Compliance Officer of The Lincoln Investment Companies, Maureen is responsible for the firm-wide compliance of its two subsidiaries, Lincoln Investment, a registered broker-dealer and registered investment adviser, and Capital Analysts, a registered investment adviser. Maureen joins us from Lincoln Financial Group where she spent the last 11 years as Senior Counsel and Assistant VP for Lincoln Financial Group’s Distribution Unit. Prior to Lincoln Financial Group, Maureen was a litigation attorney in Philadelphia for seven years.
Maureen holds a FINRA Series 14 registration. She has a Juris Doctor from the Villanova University School of Law and a B.A. in Political Science from LaSalle University.
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