DP

Dennis Pompa

Compliance and Operations at Lion Street

Dennis Pompa has worked in a variety of roles in the financial services industry since 1996. From 1996 to 1998, they worked as a Team Lead at Austin Regional Clinic. From 1998 to 2000, they worked as an Insurance Specialist at the Texas Department of Insurance. From 2000 to 2011, they worked at NFP Securities, Inc. in a variety of roles, including Supervisor and Licensing & Registration Coordinator. From 2011 to 2013, they worked as a Long Term Care Claims Examiner and Senior Customer Service Representative at Great American Financial Resources. Since 2013, they have been working as Compliance and Operations Manager at Lion Street, where they are responsible for managing the Licensing & Registration for Lion Street Financial and Lion Street Advisors. Dennis also completes regulatory filings for the firm and individual representatives, manages WebCRD E-bill accounts, and ensures payments on billing are completed.

Dennis Pompa obtained a Bachelor's degree in Business Administration from Columbia Southern University in Orange.

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  • Compliance and Operations

    November, 2013 - present

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