Michael A. is a seasoned General Securities Principal with over 20 years of diverse experience in the financial services industry, including roles in RIA and B/D ownership, sales management, and compliance supervision. Michael holds an MBA and a FINRA Series 24 securities license, currently providing OSJ compliance and regulatory oversight for more than 200 licensed individuals. With a focus on high-net-worth and ultra-high-net-worth clients, Michael has expertise in various financial domains, including complex lending, trading, and holistic financial planning. Michael's commitment to ethical conduct and professional growth drives their mission to enhance the success of the firms and financial advisors they supervise.
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