Tim Howard is a Senior Regional Supervisory Principal at LPL Financial, where they currently oversee regional compliance and supervisory functions. With 25 years of experience in the independent broker dealer industry, Tim has held various roles spanning operations, compliance, sales supervision, and alternative investments. They have previously served as a Regional Director at Cambridge Investment Research, Inc, and worked as a Compliance Officer at BancWest Investment Services. Tim also held positions as a Senior Compliance Examiner at Securities America and Director of Alternative Investments at QA3 Financial Corp. They earned a BS in Finance from the University of Nebraska at Omaha.
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