Tami West

Tami West has extensive experience in the field of compliance. Tami currently works at Lument as the Deputy Chief Compliance Officer since April 2019. Prior to that, they worked at Thrivent Financial as the Sr. Field Risk Manager from June 2013 to April 2019. In this role, they provided compliance and supervisory guidance to the sales leadership team and acted as a liaison during regulatory exams. Before Thrivent Financial, Tami worked at MetLife as a Compliance Manager from June 2010 to June 2013. Tami also served as the Regional Supervisory Officer and Manager at JPMorgan Chase from February 2009 to June 2010. Tami'sexperience also includes working at Nationwide as a Senior Compliance Analyst from November 2007 to February 2009, where they provided guidance and training for broker dealer and registered investment adviser functions. Tami's career in compliance began at Ascend Advisory Group LLC, where they served as a Compliance Officer from August 2003 to November 2007.

Tami West's education history includes a Master of Legal Studies degree in Regulatory Compliance from Washington University in St. Louis School of Law. Prior to that, they obtained a Bachelor of Science (B.S.) degree in Applied Psychology from Franklin University. In addition to their academic qualifications, Tami has also acquired various certifications from FINRA, including Series 7, 24, 51, 52, 53, and 66.