James Boudouris

James Boudouris has extensive experience in compliance and surveillance roles within the financial services industry. James has managed compliance audits across multiple states, developed training programs, and conducted investigations. Additionally, James has reviewed securities products for suitability and managed brokerage operations. Prior to their current role, James supervised trading operations and the Block Trading Desk for high-net-worth clients at E*TRADE Advisor Services. James holds a BBA in Securities and Investments from The University of Texas at Arlington.