Nathaniel Tjoa is an experienced financial services professional with a diverse background in compliance, risk management, and supervision. Currently serving as the Director of Supervision at Transamerica Financial Advisors, Inc., Nathaniel previously held roles at M Financial Group as Director of Compliance, Risk, and Regulatory Affairs, and Manager of Supervision. Nathaniel's extensive experience at Foresters Financial Services includes positions such as Assistant Vice President of Sales Operations and Director of Sales Operations, focusing on sales technology and strategic planning. Earlier in Nathaniel's career, experience as a Regional Principal and Assistant Branch Manager emphasized compliance and mentoring within the industry. Nathaniel began the career as a Financial Services Representative at First Investors Corporation, providing tailored financial strategies to clients. Nathaniel holds a Bachelor of Arts in Communication and Media Studies from Willamette University.
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