Transamerica Financial Advisors, Inc.
- Todd Carpenter
TC
Todd Carpenter
Director, Compliance at Transamerica Financial Advisors, Inc.
Todd Carpenter has extensive experience in compliance oversight within the financial industry. Todd has held various roles such as Director of Compliance, Senior Manager of Advisory Compliance, and Chief Supervisory Officer at companies like Transamerica Financial Advisors, Inc. and World Group Securities, Inc. Todd has a degree in Accounting from the University of Phoenix and the University of Maryland.
Timeline
Director, Compliance
March, 2023 - present
Senior Manager, Advisory Compliance
May, 2019
Sr. Manager, Field Supervision
May, 2017
Chief Supervisory Officer
May, 2016
AVP Field Supervision
January, 2012
