SL

Samantha Larew

Co-director Of Compliance at Manning & Napier

Samantha Larew has a strong background in compliance and has worked primarily for Manning & Napier. Samantha started their career as a Compliance Specialist at Manning & Napier Advisors in 2003 and then became a Compliance Analyst at Wall Street Financial Group from 2007 to 2009. Samantha returned to Manning & Napier and held various roles, including Broker-Dealer Compliance Supervisor from 2010 to 2013, Compliance Supervisor from 2013 to 2014, and Compliance Communications Supervisor from 2014 to 2018. In 2018, they became the Co-Director of Compliance at Manning & Napier. Samantha currently serves as the Chief Compliance Officer at Manning & Napier Fund, Inc. since May 2019.

Samantha Larew attended SUNY Brockport from 1999 to 2003, where they earned a Bachelor of Science (BS) degree in Political Science. In terms of additional certifications, Samantha obtained the CRCP certification from FINRA (Financial Industry Regulatory Authority) in December 2017. Samantha also holds certifications for Series 6, 26, 7, 24, 66, 63, and NYS Insurance License (LAH), although the institutions and dates for these certifications are not provided.

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Timeline

  • Co-director Of Compliance

    March, 2018 - present

  • Compliance Communications Supervisor

    March, 2014

  • Compliance Supervisor

    December, 2013

  • Broker Dealer Compliance Supervisor

    April, 2010

  • Compliance Specialist

    2003

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