Ariel Carlos is a financial professional with over 20 years of experience, specializing in back-office operations, Margin/FINRA rule 4210, and Risk and Compliance. Currently serving as Vice President at Marex, Ariel also holds the position of AVP in the Capital Markets Middle Office at Wells Fargo Securities since 2013. Ariel’s career includes roles such as Margin Analyst at Lehman Brothers and UBS Investment Bank, as well as Senior Margin/Risk Analyst at Newedge. Ariel has continued to enhance their expertise through ongoing education at institutions like the New York Institute of Finance, University of Sto. Tomas, and Hunter College.
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