Dave Thompson

Compliance Officer (head Of Compliance) at The Marlborough Group

Dave Thompson is the Compliance Officer at The Marlborough Group, where Dave oversees Compliance and Anti-Financial Crime activities. Prior to this, Dave was a Senior Compliance Manager at the same company. Dave also has experience as a Compliance Manager at Guardian Financial Services and in various roles at Aegon UK. Dave holds a Bachelor of Science in Business Administration and Management from Aston University.

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Previous companies

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Timeline

  • Compliance Officer (head Of Compliance)

    November 1, 2023 - present

  • Interim Compliance Officer Head Of Compliance

    September, 2022

  • Senior Compliance Manager

    May, 2017