David Wood

Compliance Analyst at The Marlborough Group

David Wood has extensive experience in compliance and project management within the financial services sector. Currently serving as a Compliance Analyst at Investment Fund Services Limited and The Marlborough Group since 2017, David plays a crucial role in providing compliance advice, supporting compliance activities, and maintaining regulatory knowledge. Prior to these roles, David worked as a Compliance Consultant at Reassure and Guardian Financial Services, focusing on compliance guidance, risk management, and oversight of business procedures. David also held the position of Project Workstream Lead at Guardian Financial Services, where responsibilities included project planning, stakeholder management, and quality control. David's educational background includes attendance at St Mary's R. C. High School from 1981 to 1985.

Location

Blackpool, United Kingdom

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The Marlborough Group

The Marlborough Group has been providing market leading investment management and administration since 1986. Marlborough provides a range of highly regarded investment products covering all of the world's major financial markets. Investment Fund Services Ltd aims to provide the very highest standards in fund hosting and investment administration adding value for clients with access to the compliance, fund administration and distribution expertise of the Marlborough Group.


Employees

201-500

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