Epo Li

Compliance Oversight Analyst at The Marlborough Group

Epo Li is a seasoned compliance professional with extensive experience in asset services and wealth management. Currently serving as a Compliance Oversight Analyst at The Marlborough Group since January 2022, Epo conducts monitoring and assessments of investment managers and sponsors, ensuring compliance with regulatory standards. Previously, as a Senior Compliance Officer at Redmayne Bentley LLP from February 2014 to January 2022, Epo led compliance monitoring activities and managed business risk reporting. Additional roles include Compliance Officer and AML Coordinator at Redmayne Bentley LLP and experience in registration administration at Capita Asset Services. Epo initiated a career in customer relations and personal loans at HBOS, bolstered by a BA (Hons) degree in Arts Management from the University of Leeds.

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Leeds, United Kingdom

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The Marlborough Group

The Marlborough Group has been providing market leading investment management and administration since 1986. Marlborough provides a range of highly regarded investment products covering all of the world's major financial markets. Investment Fund Services Ltd aims to provide the very highest standards in fund hosting and investment administration adding value for clients with access to the compliance, fund administration and distribution expertise of the Marlborough Group.


Employees

201-500

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