Andrew Smith

Andrew Smith is an experienced legal professional currently serving as Head Counsel for the Investment Adviser Practice Group at MassMutual since August 2015, focusing on the firm's retail broker-dealer and investment adviser, MML Investors Services LLC. Prior to this role, Andrew held the position of Lead Counsel at MMLIS, where responsibilities included advising on compliance with the Investment Advisers Act and other securities regulations, as well as providing counsel on new products and risks. Andrew's legal career began at Fried Frank from January 2010 to July 2015 as an Associate in the Enforcement & Investigations practice, representing clients in securities enforcement matters. Earlier experience includes a role as Senior Credit Analyst at Commerce Bank from January 2003 to July 2006. Andrew holds a J.D. from Villanova University Charles Widger School of Law and a B.B.A. in Finance from Loyola University Maryland.