Mindset Wealth Management
James Humphries, JD, is a seasoned finance professional with a diverse background in wealth management and investment strategies. Currently serving as the Founder and Managing Partner at Mindset Wealth Management since March 2024, James brings extensive experience from previous roles as Derivatives Portfolio Manager at Innovative Portfolios from January 2019 to March 2024, Vice President at Sheaff Brock Investment Advisors from April 2015 to March 2024, and IPO Associate at Charles Schwab from July 2010 to April 2015. James holds a Doctor of Law (J.D.) degree in Banking, Corporate, Finance, and Securities Law from Indiana University Robert H. McKinney School of Law, earned between 2012 and 2016, and a Bachelor of Science (B.S.) degree in Civic Leadership from Indiana University Indianapolis, obtained from 2009 to 2012.
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Mindset Wealth Management
The goal is not to do business with everyone, the goal is to do business with people who believe what you believe. We chose to focus on mindset and believe this is the ultimate filter to a successful, trust based relationship. When doing such deep, personal work as helping clients manage their finances, life is too short to 'be assigned' to an advisor. Investment advisory services offered through Mindset Wealth Management LLC, a Registered Investment Advisor with the U.S. Securities and Exchange Commission. This material is intended for informational purposes only. It should not be construed as legal or tax advice and is not intended to replace the advice of a qualified attorney or tax advisor. This information is not an offer or a solicitation to buy or sell securities. The information contained may have been compiled from third party sources and is believed to be reliable.