Glen Stifelman

Glen Stifelman has a wealth of experience in the field of compliance. Glen is currently serving as the Chief Compliance Officer at Moomoo since September 2022. Prior to this, they held the same position at T3 Trading Group, LLC from January 2015 to September 2022. Additionally, Glen was the President of GRS Compliance Consulting Inc from May 2008 to September 2022. Glen also served as the Chief Compliance Officer at Rockwell Global Capital, LLC from April 2009 to December 2014, and at EKN Financial Services from January 2008 to May 2008. Glen Stifelman has extensive experience as a Chief Compliance Officer, CROP, AML Principal, and Supervisory Controls Principal. Glen has held these positions at Evolution Financial Technologies from May 2006 to May 2008. Glen has also worked as a Regional Director at Response Companies from January 2004 to May 2006, and as a Vice President - Compliance at Banc of America Securities from December 2003 to January 2004. Earlier in their career, Glen Stifelman served as a Senior Analyst at Lava Trading from October 2002 to December 2003, and as the VP - Head of Operations and Trading at Instinet.com from June 1999 to November 2003.

Glen Stifelman earned a Bachelor's Degree in Business/Economics from SUNY Oneonta from 1980 to 1984. In addition to their degree, they also hold multiple certifications from FINRA, including NASD Arbitrator and Series 3, 4, 7, 8, 15, 24, 34, 53, 55, 63, and 79. The specific months and years of when they obtained these certifications are not provided.