Mike Xu

Head Of Operational Risk

Mike Xu is an experienced Business Operations Analyst and Financial Services professional with a demonstrated history in the financial services industry. They hold Series 7 and 63 licenses and have held notable positions including Head of Operational Risk at moomoo and Sr Manager of Margin Risk. Previously, they worked at companies such as TD Ameritrade, HSBC Securities (USA) Inc., and UBS. Mike obtained a Master of Science in Finance from Webster University and a Bachelor of Science in Electrical and Electronics Engineering from the University of Missouri-Rolla, as well as a Certificate in Financial Planning from Boston University.

Location

San Jose, United States

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