Steven Y.

Steven Y. has extensive work experience in the financial industry, with a focus on compliance and management roles. Steven is currently serving as the Head of Compliance for Moomoo and is also the Responsible Manager and Head of Compliance at Futu Holdings Limited. Previously, Steven worked as a Director at Glengarry Ventures and as a Consultant for various companies. Prior to that, they held the positions of Compliance Manager at Bell Potter Securities and Investment Specialist at Citi. Steven also has experience as a Compliance Officer at Bell Potter Securities, a Dealer at FP Markets, and an FX Sales representative at IronFX. Their earlier work experience includes serving as a Store Manager at the Australian Lottery and Newsagents' Association.

Steven Y. completed their Master's degree in Financial Analysis at UNSW from 2012 to 2013. Prior to that, they received their Bachelor of Commerce with a focus on Corporate Finance from the University of Adelaide between 2009 and 2011.

In terms of additional certifications, they achieved accreditation as a Derivatives Adviser from the Stockbrokers and Financial Advisers Association in October 2017. In July 2013, they obtained the RG146 certification in various areas such as Generic Knowledge, Personal Advice, Securities and Investments, FX, Derivatives, and Margin Lending from Kaplan Professional.