Abha Mohla has over 12 years of work experience in the legal and securities industry. Abha is currently working as an Associate Director of Market Regulation at the Municipal Securities Rulemaking Board since March 2020. Prior to this, they worked at the Financial Industry Regulatory Authority (FINRA) for 7 years. During their time at FINRA, they served as an Enforcement Counsel and handled investigations of potential securities violations. Abha also provided counsel and interpretive guidance to various business units on compliance issues. Additionally, they worked as an Associate Principal Analyst, investigating potential violations of FINRA rules and federal securities laws. Before joining FINRA, Abha worked as an Attorney at Snyder Kearney, LLC, where they represented broker-dealer clients and provided advice on securities regulations. Abha also worked as an Attorney at Kelly Services, where they reviewed and analyzed documents for business litigation and corporate matters. Abha started their career at Knight, Manzi, Nussbaum & Laplaca, P.A., where they drafted legal documents and conducted research in the field of zoning law.
Abha Mohla has a Juris Doctor (J.D.) degree from the University of Baltimore School of Law. Prior to that, they obtained a Bachelor of Science (B.S.) degree in Finance from the University of Maryland. However, no specific information regarding the start and end years of these educational pursuits are provided.
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